Timothy M. Uyeki,* Yu-Hoi Chong,† Jacqueline M. Katz,* Wilina Lim,† Yuk-Yin Ho,† Sophia S. Wang,* Thomas H.F. Tsang,* Winnie Wan-Yee Au,† Shuk-Chi Chan,† Thomas Rowe,* Jean Hu-Primmer,* Jensa C. Bell,* William W. Thompson,* Carolyn Buxton Bridges,* Nancy J. Cox,* Kwok-Hang Mak,† and Keiji Fukuda*
In April 1999, isolation of avian influenza A (H9N2) viruses from humans was confirmed for the first time. H9N2 viruses were isolated from nasopharyngeal aspirate specimens collected from two children whowere hospitalized with uncomplicated, febrile, upper respiratory tract illnesses in Hong Kong during March1999. Novel influenza viruses have the potential to initiate global pandemics if they are sufficiently trans-missible among humans. We conducted four retrospective cohort studies of persons exposed to these twoH9N2 patients to assess whether human-to-human transmission of avian H9N2 viruses had occurred. Noserologic evidence of H9N2 infection was found in family members or health-care workers who had closecontact with the H9N2-infected children, suggesting that these H9N2 viruses were not easily transmittedfrom person to person.
n April 1999, two World Health Organization reference
Hong Kong are not highly pathogenic in chickens (8), whereas
I laboratories independently confirmed the isolation of avian antigenic analysis of the H9N2 viruses isolated from humans
influenza A (H9N2) viruses for the first time in humans (1).
in southern China suggested that they were more closely
H9N2 viruses were isolated from nasopharyngeal aspirate
related to the G9-like viruses (9). However, the G1-like viruses
specimens collected from two young children who were hospi-
contain internal genes that are highly homologous to those of
talized in Hong Kong during March 1999 (2). The children
highly pathogenic influenza A (H5N1) viruses isolated from
were not related, were hospitalized at different facilities, did
chickens and humans in Hong Kong in 1997 (7).
not have any known contact with or link to each other, and had
The first and only documented human outbreak of highly
not traveled outside Hong Kong (2). Both children had uncom-
pathogenic avian influenza A (H5N1) virus infections resulted
plicated, febrile, upper respiratory tract illnesses and fully
in 18 hospitalizations and six deaths among Hong Kong resi-
recovered (Table 1) (2). Evidence for five additional human
dents during 1997 (10-12). A case-control study identified
illnesses attributed to H9N2 in Guangdong Province, China,
recent exposure to live poultry as an important risk factor for
during 1998 has been reported (3). Detection of antibody to
H5N1 infection (13), and cohort studies suggested that human-
H9N2 has been reported from persons in northern and south-
to-human transmission of H5N1 virus was limited (14,15).
ern China (3,4) and poultry workers in Hong Kong (5), sug-
The poor transmissibility of these H5N1 viruses among
gesting that additional unrecognized human H9N2 infections
humans and the elimination of approximately 1.5 million
chickens appear to have been key factors that stopped this out-
H9N2 viruses have been prevalent in domestic poultry
(chickens, ducks, geese, quail, and pigeons) throughout Asia
Avian populations, including domestic poultry and water-
since the early 1990s and were also isolated from swine in
fowl, are the natural reservoir for all 15 known Influenza A
Hong Kong in 1998 (6). H9N2 viruses circulating in Asia have
virus (FLUAV) hemagglutinin (HA) subtypes, including H5
been classified into three antigenically and phylogenetically
and H9 viruses (16). Viruses with novel HA can emerge when
distinct sublineages (7). Two of these Asian H9N2 virus sub-
animal and human FLUAV genes undergo reassortment in the
lineages, influenza A/Quail/Hong Kong/G1/97 (G1-like lin-
same host or when viruses from an animal host, such as swine
eage) and influenza A/Chicken/Hong Kong/G9/97 (G9-like
or poultry, directly infect susceptible persons who lack protec-
lineage), were isolated from poultry in Hong Kong (6). The
tive immunity against the novel HA (17,18). In addition to
two Hong Kong children were infected by G1-like viruses,
ability to infect humans, the transmissibility of a novel Influ-
influenza A/Hong Kong/1073/99 and A/Hong Kong/1074/99
enzavirus is a key factor influencing whether the novel virus
(8). The H9N2 viruses that have been isolated from poultry in
can cause an influenza pandemic (19). The emergence of novel
*Centers for Disease Control and Prevention,Atlanta, Georgia, USA;
1Presented in part at the International Conference on Emerging Infec-
and †Department of Health, Hong Kong Special Administrative Region
tious Diseases 2000, Atlanta, Georgia, July 2000 (Poster #55), Session
Emerging Infectious Diseases • Vol. 8, No. 2, February 2002
Table 1. Clinical characteristics of two children infected with influenza A (H9N2) viruses, Hong Kong, 1999a
aSource: Epidemiologic investigation by the Hong Kong Department of Health and review of medical records.
bCRP = C-reactive protein; WBC = leukocytes; AST = aspartate aminotransferase; CXR = chest X-ray; U/A = urinalysis; NP = nasopharyngeal; EIA = enzyme immunoassay
influenza A (H1N1), A (H2N2), and A (H3N2) viruses led to
patients. During face-to-face interviews conducted in either
three influenza pandemics during the 20th century (19).
English or Cantonese, staff from the Hong Kong Department
The identification of two children who had acute infection
of Health administered a detailed questionnaire to a group of
with novel H9N2 virus strains provided the first opportunity to
household members, family members, and relatives of each
investigate their transmissibility and pandemic potential
H9N2-infected child. The questionnaire assessed the level of
among humans. We report the results of four retrospective
exposure and contact with the H9N2-infected patient during
cohort studies designed to detect serologic evidence of H9N2
the infectious period, along with other suspected risk factors
virus infection among family members and health-care work-
for H9N2 infection, such as recent contact with poultry and
ers (HCWs) exposed to the two H9N2 patients, as well as
swine. A similar questionnaire administered to HCWs asked
about contact with each H9N2-infected patient during thepatient’s hospitalizations (patient 1: March 1-8, 1999; patient
2: March 5-7, 1999), and recent exposure to poultry and swine.
The target populations included HCWs at the two hospitals
All participants provided written, signed informed consent.
where the H9N2-infected patients received care, as well as
Approximately 10 cc of blood was provided by each partici-
family and household members of the patients. The infectious
pant approximately 5 to 6 weeks (except where indicated) after
period for an H9N2 patient was defined as a 15-day period
the onset of the H9N2 patients’ illnesses to test for antibody to
beginning from the day before illness onset to the 14th day
after illness onset (patient 1: February 27 to March 13, 1999;patient 2: March 3 to 17, 1999). The infectious period was
Serologic Testing
defined conservatively to reflect the potential for prolonged
Serum samples from all study participants and the two
viral shedding, especially since children can shed influenza
H9N2 patients were tested for antibody to FLUAV H9N2 by a
viruses for longer periods than adults. Close contact was
microneutralization assay at both the Centers for Disease Con-
defined as coming within 3 m of an H9N2-infected patient.
trol and Prevention (CDC), Atlanta, and the Hong Kong
Participants were defined as exposed if they had close contact
Department of Health Government Virus Unit Laboratory, as
with an H9N2 patient during the infectious period. An unex-
described (20), except that A/Hong Kong/1073/99 (HK/1073;
posed person was defined as having had no contact with the
H9N2) virus, isolated from patient 1, was used in the assay.
H9N2 patients during the infectious periods. Unexposed sub-
Specimens from H9N2 patients were single serum samples
jects included family members and relatives who did not live
collected 35 days (patient 2) and 39 days (patient 1) after ill-
in the same household as and had no contact with an H9N2
ness onset. The virus isolated from patient 2 (A/Hong Kong/
patient, and HCWs who worked on hospital units different
1074/99) was antigenically indistinguishable from HK/1073.
from those where the H9N2 patients were located and who
Sera were considered positive by microneutralization if anti-
denied exposure to the H9N2 patients.
H9 titers >80 were obtained in at least two independent assays.
At CDC, a Western blot assay with bromelain-purified or
Study Design
baculovirus-expressed recombinant hemagglutinin (rHA; Pro-
We conducted four retrospective cohort studies of either
tein Sciences, Inc., Meriden, CT) from HK/1073 virus was
HCWs or family and household members of the H9N2
used to confirm each positive microneutralization result, as
Emerging Infectious Diseases • Vol. 8, No. 2, February 2002
described (14). Microneutralization-positive sera were
Study Participants
adsorbed with FLUAV H3N2 viruses to remove antibodies
The demographic characteristics of the study participants
that were cross-reactive among FLUAV subtypes before
are shown in Table 3. For H9N2 patient 1, exposed and unex-
retesting by microneutralization assay. Serum (50 µL) mixed
posed family members or HCWs did not differ significantly by
with 100 µg of purified virus was incubated 45 min at 20°C
age or sex. For H9N2 patient 2, exposed and unexposed
and then 2 h at 4°C. Virus was pelleted by ultracentrifugation
HCWs did not differ by age or sex. For family members of
(30 min at 45,000 rpm and 4°C). To remove residual virus,
H9N2 patient 2, the unexposed participant was older than the
serum was further adsorbed twice with 10% v/v turkey red
exposed participants, but the number of study participants was
blood cells (RBC) (30 min at 4°C) and then centrifuged to
very small. In the HCW cohorts of both H9N2 patients, more
At the Government Virus Unit in Hong Kong, microneu-
tralization-positive sera were confirmed by a single radial
Family Member Cohort Studies
hemolysis assay for H9N2 antibodies, based on a modified,
Fourteen of 15 eligible persons were enrolled in the family
previously described protocol (21). HK/1073 virus-turkey
cohort study (3 exposed immediate family members and 11
RBC complexes, cross-linked by chromium, and complement
unexposed relatives) of H9N2 patient 1. One exposed partici-
were suspended in an agarose matrix. Sera were added to 2-
pant reported respiratory symptoms within the 2 weeks after
mm diameter agarose wells. After overnight incubation at
onset of illness in the patient. This participant’s serum was
35°C, a zone of hemolysis around the wells indicated the pres-
obtained 3 weeks after H9N2 patient 1’s illness onset and was
ence of anti-H9N2 antibodies. Sera producing hemolysis were
seronegative for H9N2 antibodies. No other participant
absorbed with HK/1073 virus concentrate by mixing 15 µL of
reported respiratory illness. All 14 study participants tested
sera with 5 µL of virus concentrate, followed by a 1-h incuba-
seronegative for H9N2 antibodies (Table 3).
tion at room temperature. The mixture was then retested as
All seven family and household members eligible for the
described. The absence of hemolysis confirmed the presence
family cohort study of H9N2 patient 2 were enrolled (six
of H9N2 antibody. Absorption with A/Sydney/05/97 (H3N2)-
exposed and one unexposed family and household members).
like and A/Beijing/262/95 (H1N1)-like viruses was done to
Two exposed participants reported respiratory symptoms
remove the nonspecific zones so only H9N2 antibody reacted
within 2 weeks after onset of illness in H9N2 patient 2. The
on the single radial hemolysis plates. Sera were considered
unexposed participant reported no respiratory illness. All
positive for H9N2 antibodies if the microneutralization assay
seven study participants tested seronegative for H9N2 antibod-
and all confirmatory tests were positive in both laboratories.
Sera from the two H9N2-infected children were also tested
by enzyme-linked immunosorbent assay (ELISA) to detect
HCW Cohort Studies
immunoglobulin (Ig) G and IgM antibodies to H9 as described
The HCW study population for H9N2 patient 1 consisted
(14), except that HK/1073 rHA (1 µg/mL) was used as the
of 30 exposed HCWs from 4 hospital units and 75 unexposed
antigen. ELISA titers were calculated as the reciprocal of the
HCWs from 14 hospital units. Three exposed and three unex-
highest dilution of sera that gave an A490 value greater than the
posed HCWs reported respiratory symptoms (cough, sore
mean A490 plus 3 standard deviations of six to seven negative
throat, or rhinorrhea) during H9N2 patient 1’s hospitalization
age-matched controls at an equivalent dilution of sera. A titer
or within 5 days of the date of hospital discharge. All 30
exposed study participants were seronegative for H9N2 anti-bodies. One of the 75 unexposed HCWs was seropositive
Statistical Analysis
(Table 3). The HCW who tested seropositive for antibodies to
Univariate analysis of associations between exposure vari-
H9N2 had no known exposure to a confirmed H9N2-infected
ables and antibodies to H9N2 virus results were done by SAS
patient and reported no contact with poultry or swine.
6.12 (SAS Institute Inc., Cary, NC).
The HCW study population for H9N2 patient 2 was 15
exposed and 23 unexposed HCWs from four hospital units.
One exposed HCW declined to participate. Four exposedHCWs reported respiratory symptoms beginning 2 to 5 weeks
Serologic Response to H9N2 Virus Infection
after contact with the patient. All 38 study participants tested
Patient 1 was positive for antibodies to H9 by all serologic
seronegative for H9N2 antibodies (Table 3).
assays and had substantial titers of H9 HA-specific IgG andIgM antibodies (Table 2). Low titers of H9 HA-specific IgG
Discussion
and IgM antibodies were detected by ELISA in serum from
These cohort studies suggest that influenza A (H9N2)
patient 2, but no neutralizing antibody response was detected.
viruses were not transmitted from the two H9N2-infected chil-dren to family and household members or HCWs who were
Emerging Infectious Diseases • Vol. 8, No. 2, February 2002
Table 2. Serologic responses of two patients from Hong Kong infected with influenza A (H9N2) virus
aTiters expressed as the geometric mean of four replicate titers; titers >80 were considered positive for anti-H9 antibodies.
bWestern blots were performed by using a purified baculovirus-expressed recombinant HK/1073 HA as antigen.
cEnzyme-linked immunosorbent assay (ELISA) immunoglobulin (Ig) G and IgM antibodies were detected on plates coated with purified baculovirus-expressed recombinant HK/1073 HA (1 µg/mL). Titers are expressed as the geometric mean of duplicate endpoint titers estimated as described in Methods. A titer >1,600 was considered positive for anti-H9 antibodies.
exposed to the H9N2 patients during their acute illness infec-
H5N1 viruses among humans have several possible explana-
tious periods. As described for the avian influenza A (H5N1)
tions (14,15). The genomes of the H9N2 and H5N1 strains that
viruses (15,20), a combination of serologic assays was effec-
were isolated from humans were derived entirely from avian
tive in detecting H9 virus-specific antibodies in two pediatric
influenza viruses; no reassortment with circulating human
cases of H9N2 infection. However, the same serologic assays
influenza A viruses had occurred. It is possible that the avian
did not detect H9 antibodies in family members or HCWs
virus genome limits viral spread among humans. The molecu-
exposed to the H9N2 patients. Only two known exposed per-
lar basis of influenza virus transmission among humans and
sons, an HCW and a family member of one H9N2 patient,
other species remains poorly understood. However, following
declined to participate in the studies. The HCW who tested
the introduction of an avian virus into humans, alterations in
seropositive for antibodies to H9N2 had no known exposure to
receptor-binding specificity of the HA are likely necessary for
a patient with confirmed H9N2 infection or contact with poul-
effective human-to-human transmission (22). Alternatively,
try or swine. The timing of H9N2 infection in this HCW could
the children may not have shed H9N2 virus in titers sufficient
to facilitate transmission to other persons. Neither H9N2-infected
Evidence for influenza A (H9N2) infection as the cause of
child had coughing or sneezing that would have enhanced trans-
acute illness in the two patients includes the direct isolation of
mission to persons who had close contact with them.
H9N2 viruses from nasopharyngeal aspirate specimens during
To improve specificity for detecting antibody for H9N2
the acute phase of illness (1) and the detection of H9-specific
over that of the hemagglutination-inhibition antibody assays
IgM antibodies, suggesting recent infection with an H9 virus.
used previously (3), we used a combination of confirmatory
No other bacterial or viral pathogens were identified except for
tests and an adsorption step to reduce cross-reactivity with
isolation of adenovirus type 3 from patient 1. The significance
antibodies to other influenza viruses. Sera testing positive by
of the latter finding is unknown since this patient did not have
neutralization test were then tested by Western blot assay. Sera
typical signs of adenovirus type 3 infection, such as conjunc-
positive for both these assays were further tested by neutraliza-
tivitis. Isolation of adenovirus in this patient could represent
tion assay following adsorption of sera with influenza A
acute atypical infection, acute subclinical infection, or persis-
(H3N2) viruses. Sera that were negative for antibodies to
tent viral shedding from previous adenovirus infection.
H9N2 by neutralization assay were not tested by Western blot
The apparent lack of human-to-human transmission of
because of resource limitations. However, all sera from chil-
avian H9N2 viruses and the low transmissibility of avian
dren who were contacts of the H9N2 patients, as well as the
Table 3. H9N2 serologic results of cohort studies involving family members and health-care workers, Hong Kong, 1999
Emerging Infectious Diseases • Vol. 8, No. 2, February 2002
patients themselves, were also tested by an H9-specific
markets reopened in June 2001. No human illnesses attributed
ELISA. Both patients but none of the exposed children tested
to avian influenza viruses have been identified since the two
H9N2 cases in 1999. However, these recent events have
Because of insufficient sera, the H9N2 patients were not
heightened the need to understand the public health risk of
tested for antibodies to neuraminidase (NA). The N2 NA of
H5N1, H9N2, and other avian influenza viruses.
the H9N2 viruses isolated from patients is antigenically dis-
These limited studies suggest that avian influenza A
tinct from that of recent H3N2 human viruses, although some
(H9N2) viruses were not transmitted from the two infected
cross-reactivity with human H2N2 and early H3N2 viruses has
children to exposed household members, relatives, or HCWs
been reported (8). However, additional studies from our labo-
in Hong Kong. However, H9N2 viruses are widely distributed
ratory indicate that the apparent cross-reactive antibodies that
in avian populations, can infect humans, and could evolve or
could be removed from some human sera by adsorption with
undergo genetic reassortment with potential for increased
H3N2 viruses was not due to cross-reactivity between the N2
pathogenicity and transmissibility in humans. The recent
NAs, since these sera also reacted with a reassortment H9N7
emergence of human infections with avian influenza A
(H9N2) and (H5N1) viruses highlights the need to improve
Because only two H9N2 cases were identified, we did not
surveillance for influenza viruses in poultry, swine, and
conduct a case-control study to identify risk factors for H9N2
humans, especially in Asia. Further studies to assess the health
infection. Thus, the sources and modes of acquisition of H9N2
risks posed by H9N2 and other avian influenza viruses are
for the two infected children are unknown. The Hong Kong
Department of Health found that one H9N2 patient had verybrief exposure to live chickens 11 days before onset of illness
Acknowledgments
but did not directly touch the birds. No other contacts with live
We thank Ericka Sinclair for assistance with data entry and analy-
poultry, swine, or other animals for either H9N2 patient were
sis, and Alexander Klimov, Henrietta Hall, Feda Masseoud, and
found. There was no known contact or common exposure
Anglia Eick for laboratory support. We greatly appreciate the contri-
butions and support of the following persons and groups in Hong
During the 1997 FLUAV (H5N1) outbreak in Hong Kong,
Kong: Margaret Chan, Paul Saw, and staff of the Hong Kong Depart-
a case-control study found that visiting a poultry stall or mar-
ment of Health, Hospital Authority, St. Paul’s Hospital, United Chris-
ket with live poultry during the week preceding illness was the
tian Hospital, Hong Kong University, Chinese University of Hong
main risk factor for H5N1 infection (12). During that outbreak,
Kong, Department of Agriculture and Fisheries, and the Special
the Hong Kong Department of Health enhanced its active sur-
Investigation Group on Avian Influenza. We also thank colleagues
veillance for influenzalike illness and influenza viruses in hos-
from St. Jude Children’s Research Hospital, Memphis, Tennessee;
pitals, general outpatient clinics, and physicians’ offices. This
World Health Organization (WHO) Collaborating Centre for Refer-
enhanced surveillance system detected the two novel H9N2
ence and Research on Influenza, National Medical Institute for Medi-
cal Research, London, England; WHO Headquarters, Geneva,
We were able to obtain only one convalescent-phase blood
Switzerland; and Southeast Poultry Laboratories, Athens, Georgia.
specimen from study participants, which limited our ability to
Dr. Uyeki is a pediatrician and medical epidemiologist in the
document seroconversion. However, none of the exposed per-
Influenza Branch, Centers for Disease Control and Prevention. His
sons were seropositive for H9N2. Currently, there are no sero-
interests include the epidemiology of influenza and other infectious
prevalence data on rates of H9N2 infection in children or the
general population. One study of a cohort of poultry workersin Hong Kong found that approximately 30% were seroposi-
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Emerging Infectious Diseases • Vol. 8, No. 2, February 2002
SINDICATO DOS ENFERMEIROS DA RAM Rua de Santa Maria n.º 90 Telef: 291224942 – 291225115 SUPLEMENTO INFORMATIVO Relembramos o capítulo VI, artigos 54, 55 e 56 do decreto-lei 437/91 de 08 de Novembro que se encontra em vigor, estabelecendo a estrutura base dos regimes de trabalho, assim como as condições em que os Enfermeiros devem prestar esse trabalho e num tempo em que se assist
Past Winners of the Prestigious Genée International Ballet Competition Many past winners of the Genée International Ballet Competition have become professional dancers with companies all over the world. For many, their careers have been long and varied as directors, artistic directors, ballet masters, teachers, administrators, dance critics, and TV producers/directors. Chronology: