Decreased postoperative endophthalmitis rate after institution of intracameral antibiotics in a northern california eye department
Decreased postoperative endophthalmitis rate
after institution of intracameral antibiotics
Neal H. Shorstein, MD, Kevin L. Winthrop, MD, Lisa J. Herrinton, PhD
PURPOSE: To evaluate post-cataract-surgery endophthalmitis rates in relation to changing practicepatterns in antibiotic administration.
SETTING: Kaiser Permanente, Diablo Service Area, California.
DESIGN: Ecological time-trend study.
METHODS: During 2007 through 2011, 3 time periods were identified based on increasing adoptionof intracameral injections after phacoemulsification cataract surgery. In 2007, patients primarilyreceived postoperative antibiotic drops without intracameral injection. During 2008 and 2009, inaddition to the surgeons’ usual postoperative topical drop regimen, patients received intracameralcefuroxime unless contraindicated by allergy or posterior capsule rupture (PCR). During 2010 and2011, all patients received an intracameral injection of cefuroxime, moxifloxacin, or vancomycinwhile topical antibiotics were used according to surgeon preference. The rates of postoperativeendophthalmitis during these 3 periods were calculated. Also evaluated separately were consecutivepatients without PCR from a subgroup of 3 surgeons who used intracameral injection alone withoutperioperative topical antibiotics.
RESULTS: Nineteen cases of endophthalmitis occurred in 16 264 cataract surgeries. The respectiverates per 1000 during the 3 time periods (2007, 2008 and 2009, 2010 and 2011) were as follows:3.13 (95% confidence interval [CI], 1.43-5.93); 1.43 (95% CI, 0.66-2.72); 0.14 (95% CI, 0-0.78). One case of endophthalmitis was observed in 2038 patients without PCR who received intracameralinjection only without topical antibiotics (rate per 1000: 0.49; 95% CI, 0.01-2.73).
CONCLUSIONS: The adoption of intracameral antibiotic injection coincided with a decline in the rateof postoperative endophthalmitis, and a low infection rate was observed with intracameral injectionalone.
Financial Disclosure: No author has a financial or proprietary interest in any material or methodmentioned.
J Cataract Refract Surg 2013; 39:8–14 Q 2012 ASCRS and ESCRS
Although endophthalmitis after cataract surgery is rare
surveys of ophthalmologists practicing in the U.S. sug-
in the United States and Europe, these infections can be
gest that few have adopted intracameral antibiotic
visually devastating. Recent reports of the rate of post-
operative endophthalmitis after cataract surgery have
In 2007, the rate of clinical endophthalmitis in our
ranged from 0.40 to 2.65 per Antibiotic pro-
department (Kaiser Permanente Diablo Service Area)
phylaxis to prevent endophthalmitis after cataract sur-
was similar to that in the control group in the ESCRS
gery is well accepted and recommended; however, in
study. With the success of that study in mind, our de-
the U.S. there is no consensus on the most preferred
partment adopted intracameral injection of cefurox-
agents or routes of administration.The European
ime in uncomplicated, nonpenicillin-allergic patients
Society of Cataract & Refractive Surgeons (ESCRS)
in late 2007. Here, we report our evolving experience
study of intracameral cefuroxime was the first random-
with intracameral injection alone and in combination
ized clinical trial showing the efficacy of antibiotic pro-
with postoperative topical antibiotic agents from
phylaxis to prevent Despite this evidence,
PROPHYLAXIS FOR POSTOPERATIVE ENDOPHTHALMITIS
or PCR. Cefuroxime continued to be the first-line drug; mox-
ifloxacin 0.1%/0.1 mL was injected into patients allergic toa penicillin or cephalosporin analogue; and vancomycin
This ecological time-trend study, which was approved by
1 mg/0.1 mL was injected into patients allergic to all the
the Kaiser Permanente Institutional Review Board, was
above antibiotic classes. This algorithm was implemented
based on a consecutive case series of patients who had cata-
in cases with or without PCR, and topical antibiotics were
ract surgery during 2007 through 2011 in the Diablo Service
used according to surgeon preference. For reinforcement
Area Department of Ophthalmology at Kaiser Permanente.
and monitoring, the policy required operating room staff
The department is 1 of 31 cataract centers in the Kaiser Per-
to report to the Risk Department any event of failure to inject
manente Northern California health plan, which provides
1 of these agents during a cataract procedure.
care to more than 3.2 million members. The department con-
Three of 14 surgeons injected an intracameral antibiotic
sists of 15 staff surgeons performing approximately 3000 cat-
without prescribing additional perioperative antibiotic
aract surgeries yearly. The study included patients of 14 of
drops. Cefuroxime was injected in consecutive patients not
the 15 surgeons; 1 surgeon (670 surgeries) was excluded
allergic to penicillin with intact posterior capsules between
because he was not available to provide information on his
September 2007 and December 2009. Beginning in 2010,
these 3 surgeons followed the department’s algorithm of in-
During the study period, all surgeons performed phaco-
tracameral injection in every patient. However, patients with
emulsification using a clear corneal approach. Other than
PCR or corneal relaxing incisions performed at the time of
outlined in this article, there were no additional significant
surgery were prescribed postoperative topical antibiotic
department-wide practice changes during the study period
drops in addition to the intracameral injection.
of which we were aware. Povidone–iodine 5% was adminis-tered for at least 3 minutes before eyelid preparation to allpatients without a history of allergy to topical iodine.
Before September 2007, cataract patients in the depart-
All Kaiser Permanente members who had phacoemulsifi-
ment received topical postoperative antibiotic drops accord-
cation cataract surgery in the Diablo Service Area by the 14
ing to the preferred practice of the surgeon. No surgeon used
surgeons under study during 2007 through 2011 were iden-
tified by searching Kaiser Permanente electronic medical
Beginning in September 2007 and continuing through
records for procedure codes indicating cataract surgery
December 2009, the department adopted and began the prac-
(Current Procedural Terminology codes 66850, 66940,
tice of injecting intracameral cefuroxime 1 mg/0.1 mL at the
conclusion of surgery to most patients. Intracameral injec-tion was not performed in patients who were allergic toa penicillin or cephalosporin analogue or if there was
posterior capsule rupture (PCR) because of concern about
potential retinal toxicity. Most surgeons added intracameral
biotic dispensing was obtained from the computerized med-
injection to their usual postoperative topical antibiotic regi-
ical records and the pharmacy information management
men, although 3 replaced their usual topical regimen with
system. In addition, practice patterns were confirmed with
intracameral injection in most patients. Licensed pharma-
cists compounded all intracameral antibiotic agents on themorning of surgery.
Identification of Suspect Endophthalmitis Cases
In January 2010 through the end of this study in December
2011, the department expanded the policy of intracameral in-
eligible cataract surgery cases, a search of the electronic
jection to include every patient, including those with allergy
medical records was performed for endophthalmitis diagno-sis codes (outpatient or inpatient International Codes ofDiseases-9 codes 360.00, 360.01, 360.03, 360.13, 360.19) for12 months after the date of cataract surgery. Patients with1 or more of these codes were considered suspect cases. In
addition, operating surgeons as well as the Infection Control,
Final revision submitted: July 26, 2012.
Risk, and Quality departments were queried for reports of
endophthalmitis during the study period.
From the Department of Ophthalmology (Shorstein), Kaiser Perma-
Confirmation of Endophthalmitis Cases Using Medical Record
nente, Walnut Creek and Division of Research (Herrinton), Kaiser
For all suspect endophthalmitis cases, the lead au-
Permanente Northern California, Oakland, California; Division of
thor (N.S.) manually reviewed the electronic medical records
Infectious Diseases, Ophthalmology, and Public Health (Winthrop),
to confirm the diagnosis and obtain additional details for
Oregon Health and Science University, Portland, Oregon, USA.
each case, including risk factors for endophthalmitis suchas surgical complications (eg, PCR), demographics, notes
Vitas Alekna, MD, and Kelly Siu, MD, cooperated in the injection-
about antimicrobial therapy, and microbiological testing of
only study. Ellen Nguyen, Pharm D, created the injection com-
aqueous or vitreous samples. The medical record review
pounding protocols. Carren Sena performed data abstraction. The
included progress notes from appointments with an
Permanente Medical Group, Inc., Oakland, California, USA, pro-
ophthalmologist, optometrist, and other clinical health care
vided administrative support for this project.
providers at any Kaiser Permanente facility in NorthernCalifornia as well as results from microbiological testing.
Corresponding author: Neal H. Shorstein, MD, Department of Oph-
The medical records were closely reviewed for the 8 weeks
thalmology, Kaiser Permanente, 320 Lennon Lane, Walnut Creek,
after surgery; the review was extended to 1 year if needed
J CATARACT REFRACT SURG - VOL 39, JANUARY 2013
PROPHYLAXIS FOR POSTOPERATIVE ENDOPHTHALMITIS
A suspect endophthalmitis case was considered con-
firmed if clinical endophthalmitis was diagnosed by a KaiserPermanente retinologist based on time of onset, visualacuity, degree of inflammation, vitreous cells, clinical ap-pearance, and the administration of intravitreal antibioticsfor treatment. On querying the retinologists for this study,no cases were believed to represent toxic anterior segmentsyndrome. Cases were considered culture-confirmed if aque-ous or vitreous cultures were positive.
Incidence rates were calculated for each of the 3 practice
periods (no intracameral policy, 2007; intracameral in thosewithout allergy or PCR, 2008 to 2009; and intracameral in ev-ery patient, 2010 to 2011) and for the subgroup of 3 surgeons
Figure 1. Trends in intracameral injection, postoperative topical ga-
who replaced topical antibiotic use with intracameral injec-
tifloxacin, and endophthalmitis in 16 264 phacoemulsification proce-
tion in their patients without PCR during 2007 through
dures performed by 14 surgeons during 2007 through 2011 in the
2011. Rates were computed using the number of cases of
Kaiser Permanente Diablo Service Area. The percentage of topical
postoperative endophthalmitis as the numerator and the
gatifloxacin is the percentage of patients prescribed topical gatiflox-
number of cataract surgeries as the denominator. In a sepa-
acin postoperatively, with the remainder being topical tobramycin,
rate analysis of the 3 surgeons who replaced topical antibi-
ofloxacin, less common agents, or nothing. From 2007 through
otic use with intracameral injection, patients who received
2009, intracameral injection was used in only patients without
both intracameral injection and a topical antibiotic were ex-
PCR and without allergy to penicillin and cephalosporin. In 2010
cluded. Exact 95% confidence intervals (CIs) and P values
and 2011, intracameral injection was used in all patients (with and
Also during the study period, 5 surgeons switched
The study evaluated 16 264 consecutive phacoemulsi-
postoperative prescribing from tobramycin to gatiflox-
fication surgeries. The median patient age was 74
acin drops (Zymar). Of the patients who received post-
years. Of the 16 264 surgeries, 12 609 (78%) involved
operative topical antibiotic, the proportions who
intracameral injection. Cefuroxime was injected in
received gatifloxacin were as follows: 2007, 42%
10 644 cases (84%), moxifloxacin in 1890 cases (15%),
(1210 cases); 2008, 75% (2324 cases); 2009, 80% (2568
and vancomycin in 75 cases (1%); 2038 patients (13%;
cases); 2010, 77% (2645 cases); and 2011, 78% (2868
median age 76 years) received intracameral injection
cases) (). The increase was sharp between
alone. No adverse drug reactions were reported from
2007 and 2008 but stable thereafter.
administration of intracameral antibiotics during theentire study period, and there were no Risk Depart-
ment reports of failure to administer an intracameralantibiotic injection in 2010 or 2011, the period during
The intracameral policy was introduced in Septem-
which the policy dictated 100% injection.
ber 2007. After this, when intracameral cefuroxime be-gan to be injected except in penicillin/cephalosporinallergic and PCR patients, the endophthalmitis rate de-
clined by a factor of 2.2 in 2008 and 2009 to a rate
Intracameral injection (cefuroxime during 2007
of 1.43 cases per 1000 (95% CI, 0.66-2.72) ).
through 2009; cefuroxime, moxifloxacin or vancomy-
During 2010 and 2011, when intracameral cefuroxime,
cin during 2010 and 2011) increased from 2007 to
moxifloxacin, or vancomycin was provided to all
2011. The proportions of patients who received intra-
patients including those with PCR, the infection rate
cameral injection were as follows: 2007, 11% (308
declined by a factor of 10.2 to 0.14 per 1000 (95% CI,
cases); 2008, 80% (2459 cases); 2009, 86% (2734 cases);
2010, 100% (3430 cases); and 2011, 100% (3678 cases)
Over the 5-year study period, the group of patients
(The increase was especially sharp between
who received intracameral injection at the time of cat-
2007 and 2008, when cefuroxime injection was com-
aract surgery had 4 cases of endophthalmitis, all cul-
pletely adopted by all ophthalmologists in the group
ture negative, for an infection rate of 0.32 per 1000
but limited to nonpenicillin-allergic, non-PCR pa-
(95% CI, 0.09-0.82). The corrected distance visual acu-
tients. It rose sharply again between 2009 and 2010,
ity (CDVA) after infection resolution was 20/30 in 3 of
when an intracameral injection of antibiotic was pro-
the 4 cases. One patient with preexisting post-
exudative macular degeneration in the index eye
J CATARACT REFRACT SURG - VOL 39, JANUARY 2013
PROPHYLAXIS FOR POSTOPERATIVE ENDOPHTHALMITIS
Table 1. Incidence of postoperative endophthalmitis in relation to practice patterns during 3 time periods, Kaiser Permanente Diablo ServiceArea.
Individual surgeon’s preference without IC injection
IC injection with or without topical in patients
without PCR; topical only in patients with PCR
IC injection in all patients, with or without
topical depending on surgeon’s preference
Three surgeons, IC alone in patients without PCR
CI Z confidence interval; IC Z intracameral; PCR Z posterior capsule rupture
achieved an improved postoperative CDVA after in-
who had PCR were treated with gatifloxacin topical
fection resolution of 20/70. During this same period,
eyedrops but not intracameral injection.
the group of patients who did not receive intracameralinjection had 15 cases of endophthalmitis, an infection
rate of 4.20 per 1000 (95% CI, 2.35-6.78). The post-infection CDVA was 20/20 to 20/40 in 8 patients
We examined changing trends in cataract surgical
(53%), 20/50 to 20/70 in 3 patients (20%), and no light
prophylaxis and computed the endophthalmitis rates
perception in 3 patients (20%). One patient with preex-
in a large community-based ophthalmology practice
isting proliferative diabetic retinopathy and retinal de-
over a 5-year period. During this time, we docu-
tachment had enucleation after the infection episode
mented an increase in the use of intracameral antibi-
otics from 11% to 100% and a concurrent 22-fold
Three surgeons used intracameral injection without
decline in the rate of clinical endophthalmitis. The
topical antibiotic in 2038 consecutive surgeries uncom-
patients who received intracameral injection over the
plicated by PCR. Among these surgeries, there was
course of the 5-year study had a 13-fold lower rate
1 case of clinical endophthalmitis, a rate of 0.49 per
of infection, were culture negative, and had a good vi-
sual outcome, factoring out preexisting ocular disease. In addition, we documented a low incidence rate ofendophthalmitis with the use of intracameral anti-biotics alone in the absence of preoperative or post-
operative antibiotic drops. Our study supports the
During the study period, 19 cases of endophthalmi-
findings in the ESCRS randomized controlled trial
tis were identified. shows the characteristics of
and other studies that found intracameral antibiotic
these cases. The median time to onset after cataract ex-
use was associated with lower endophthalmitis
traction was 6 days (range 1 to 47 days). Regimens
used for antibiotic prophylaxis varied for these cases;
A key element of the study that provides a critical
10 (53%) received postoperative gatifloxacin drops,
clue about the relative effectiveness of gatifloxacin
8 (42%) postoperative tobramycin, and 3 (16%) intra-
and intracameral injection stems from the timing of
cameral antibiotic plus topical therapy, and 1 (5%) in-
the practice changes under study. The marked increase
in the adoption of gatifloxacin from tobramycin oc-
Of the 19 cases, 8 (42%) were culture positive. None
curred in late 2007. During that same time, intracam-
of these patients received intracameral antibiotic injec-
eral cefuroxime injection was initiated in patients
tion. The organisms cultured were coagulase-negative
without PCR or allergy to penicillin or cephalosporin
Staphylococcus, Streptococcus viridans, S pneumoniae,
analogues. The rate of endophthalmitis declined by
methicillin-resistant S aureus, and Enterococcus faecalis.
a factor of 2, although the decrease was not statistically
Five patients (63%) had received postoperative gati-
floxacin drops and 3 patients (38%) tobramycin drops.
From 2010 to 2011, gatifloxacin-prescribing prac-
Six (75%) of the 8 culture-positive endophthalmitis pa-
tices remained essentially constant. In January 2010,
tients were uncomplicated (no PCR). Of the 6, half re-
after a review of the available literature on the safety
ceived gatifloxacin and half received tobramycin. The
of intracameral antibioticsthe group changed its
2 patients (25%) with culture-positive endophthalmitis
practice to begin injecting all cataract surgery patients,
J CATARACT REFRACT SURG - VOL 39, JANUARY 2013
PROPHYLAXIS FOR POSTOPERATIVE ENDOPHTHALMITIS
Table 2. Detailed characteristics of 19 endophthalmitis cases that developed in a consecutive series of 16 264 phacoemulsification surgeriesin 2007 through 2011, Kaiser Permanente Diablo Service Area.
CDVA Z corrected distance visual acuity; coag neg Z coagulase negative; Enteroc Z Enterococcus; Enuc Z enucleated; IC Z intracameral; ID Z identifier;MRSA Z methicillin-resistant Staphylococcus aureus; NLP Z no light perception; PCR Z posterior capsule rupture; Strep Z Streptococcus; Staph Z Staphylococcus*Endophthalmitis was diagnosed 22 days after surgery after a fingernail scratch.
including (and especially) those with PCR. The addi-
the number of patients receiving this prophylactic reg-
tion of moxifloxacin as a second-line alternative and
imen was too small to allow us to draw a clear conclu-
vancomycin as a third-line alternative to cefuroxime
sion. This rate is very similar to, although less precise
brought the percentage of patients injected to 100%.
than, the rate of 0.45 per 1000 reported in Sweden,
With this change, the risk for endophthalmitis de-
where 95% of 225 471 patients received intracameral
clined 10-fold (P!.01). This suggests that adoption
of intracameral injection was the key practice change
reducing endophthalmitis rates and that intracameral
An advantage of intracameral injection is that the
injection may be especially effective in patients with
dose of antibiotic achieved in the anterior chamber
PCR, which is important because the risk for infection
is much higher than with topical administration
increases by 5- to 10-fold after PCR.It was because
for dose-dependent antibiotics, this provides a higher
of this increased risk that the subgroup of 3 surgeons
kill. The use of topical fluoroquinolones is not with-
whose usual practice was to inject intracameral antibi-
out problems. Topical therapy itself may pose risks.
otics as the only means of prophylaxis for infection
prescribed additional topical antibiotics in cases com-
dropper tipmay contact the eye,and topical fluo-
roquinolones have been implicated in emerging
This raises the question of whether topical antibi-
otics, when combined with intracameral administra-
The better cost effectiveness of intracameral cefur-
tion, offer any marginal effectiveness. The subset of
oxime over topical fluoroquinolones has been
patients who received intracameral injection as the
shThe additional cost of a fourth-generation
sole means of prophylaxis without topical agent had
fluoroquinolone over intracameral cefuroxime is
a low endophthalmitis rate (0.49 per 1000), although
approximately $75 per bottle.With 1.82 million
J CATARACT REFRACT SURG - VOL 39, JANUARY 2013
PROPHYLAXIS FOR POSTOPERATIVE ENDOPHTHALMITIS
cataract procedures performed in the U.S. Medicarepopulation,the cost to Medicare is $136 million an-
nually for postoperative topical agents alone. This
Intracameral antibiotic injection in the prevention of post-
figure may be a conservative estimate because some
operative endophthalmitis has not generally been adopted
surgeons administer additional antibiotic units imme-
in the United States. Skepticism about the design of the
diately before or after surgery. This estimate also
ESCRS study and difficulties compounding cefuroxime
does not include patients receiving their surgeries
There have been no published data describing a link
Although the choice of cefuroxime as first-line in-
between posterior capsule rupture and intracameral injec-
tracameral agent in our department was driven by
tion for prevention of endophthalmitis.
the results in the ESCRS study when we first em-barked on this practice improvement, moxifloxacin
There have been no published data on the endophthalmitis
may have advantages as a first-line drug because it
rate in patients who receive intracameral injection and no
offers broader spectrum coverage and is available
other perioperative antibiotic drops.
for injection without dilution. Its cost effectivenessin intracameral injection may approach that of cefur-
oxime as the number of doses obtained from 1 bottleincreases. As our experience with cefuroxime as
Systematic adoption of intracameral antibiotic injection at
a first-line agent appears to be successful, no change
the end of the cataract surgery was associated with
in our current algorithm of antibiotics is being con-
a lower rate of endophthalmitis at a large surgery center
templated at this time. Vancomycin, however, should
in Northern California. This has not been demonstrated
not be injected as a first-line drug to reduce the risk
Intracameral injection may be particularly effective in pa-
The design of this study is a potential weakness.
Ecologic studies, such as country-level comparisonsand time trends, use data collected at the population
Intracameral injection alone, without additional perioper-
level rather than the patient level. They are often
ative antibiotic drops, may be highly protective against
used to generate hypotheses and provide supportive
evidence rather than show causality. Ecologic time-trend studies, such as this one, do not account for otherpopulation shifts that may be explanatory. It was be-
cause of this limitation that we carefully assessed
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